Search Result

261 - 280 of 326 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PR App 1.1

As Published: 2005

PR App 1.1

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2007

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars