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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

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LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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