Search Result

221 - 240 of 873 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules