Search Result

221 - 240 of 868 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?