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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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COBS 4.3 Financial promotions to be identifiable as such

As Published: 2007

COBS 4.3 Financial promotions to be identifiable as such

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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