Search Result

221 - 240 of 502 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

ICOB 6.2 Cancellation rights and period

As Published: 2007

ICOB 6.2 Cancellation rights and period

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction