Search Result

201 - 220 of 850 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974