Search Result

201 - 220 of 970 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions