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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

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ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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APER 3.1 Introduction

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 15.1 Application

PERG 2.8 Exclusions applicable to particular regulated activities

LR 3.4 Debt and other securities

SUP 6.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COLL 8.4 Investment and borrowing powers

REC 3.5 Disciplinary action and events relating to key individuals

SYSC 12.1 Application

LR 17.3 Requirements with continuing application

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COLL 8.5 Powers and responsibilities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading