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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions