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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

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BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

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DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

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LR 16.4 Requirements with continuing application

As Published: 2005

LR 16.4 Requirements with continuing application

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SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

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SYSC 10.1 Application

SUP 4.3 Appointment of actuaries

LR 18.4 Continuing obligations

PRIN 1.2 Clients and the Principles

GENPRU 2.1 Calculation of capital resources requirements

DTR 6.2 Filing information and use of language

BIPRU 1.3 Applications for advanced approaches

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 4.4 What is a regulated mortgage contract?

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

LR 12.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 3.15 Suspension of services and inability to operate facilities

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading