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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

As Published: 2007

DISP 3.2 The investigation and consideration of complaints by the Ombudsman

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

MCOB 5.4 Mortgage illustrations: general

As Published: 2004

MCOB 5.4 Mortgage illustrations: general