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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

COBS 4.4 Compensation information

As Published: 2007

COBS 4.4 Compensation information

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business