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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

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CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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