Search Result

561 - 580 of 965 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction