Search Result

501 - 520 of 870 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PR App 1.1

As Published: 2005

PR App 1.1

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit