Search Result

481 - 500 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence