Search Result

481 - 500 of 670 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose