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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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PR App 3.1

As Published: 2005

PR App 3.1

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BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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