Search Result

421 - 440 of 771 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness