Search Result

381 - 400 of 721 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

…

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

…

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

…

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

…

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

…