Search Result

381 - 400 of 668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 19.1 Application

As Published: 2005

LR 19.1 Application

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction