Search Result

361 - 380 of 919 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

ICOB 6.2 Cancellation rights and period

As Published: 2007

ICOB 6.2 Cancellation rights and period

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions