Search Result

361 - 380 of 596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.3 Depositing assets with third parties

As Published: 2007

CASS 6.3 Depositing assets with third parties

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions