Search Result

281 - 300 of 756 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COND 1.3 General

As Published: 2001

COND 1.3 General

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives