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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders