Search Result

201 - 220 of 766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability