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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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