Search Result

401 - 420 of 929 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.3 Rules for firms engaged in linked long-term insurance business

ICOB 6.2 Cancellation rights and period

As Published: 2007

ICOB 6.2 Cancellation rights and period

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions