Search Result

261 - 280 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns