Search Result

161 - 180 of 924 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement