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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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CASS 6.3 Depositing assets with third parties

As Published: 2007

CASS 6.3 Depositing assets with third parties

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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