Search Result

281 - 300 of 784 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise