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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements