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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator