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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples