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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers