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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

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PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

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DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

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DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

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MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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