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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

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COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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COBS 3.2 Clients

As Published: 2007

COBS 3.2 Clients

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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ICOB 8.1 Application and purpose

As Published: 2007

ICOB 8.1 Application and purpose

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MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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DISP 1.6 Complaints time limit rules

As Published: 2002

DISP 1.6 Complaints time limit rules

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