Search Result

741 - 760 of 929 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.1 Application

As Published: 2005

LR 14.1 Application

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

ICOB 8.1 Application and purpose

As Published: 2007

ICOB 8.1 Application and purpose

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR