Search Result

601 - 620 of 911 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities