Search Result

481 - 500 of 845 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities