Search Result

401 - 420 of 945 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance