Search Result

161 - 180 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation