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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PR App 1.1

SUP 6.2 Introduction

COBS 15.1 Application

SUP 16.1 Application

ICOB 1.1 Application and purpose

LR 15.2 Requirements for listing

PERG 8.18 Financial promotions concerning the Lloyd’s market

GEN 4.3 Letter disclosure

LR 15.6 Notifications and periodic financial information

PERG 5.12 Link between activities and the United Kingdom

DTR 5.4 Aggregation of managed holdings

ICOB 8.4 Unsolicited services

SUP 18.2 Insurance business transfers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 6.3 Valuation and pricing

SUP 17.4 Information in transaction reports

FEES 4.2 Obligation to pay periodic fees

PERG 8.30 Medium used to give advice or information