Search Result

141 - 160 of 649 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 15.6 Notifications and periodic financial information

As Published: 2005

LR 15.6 Notifications and periodic financial information

CASS 6.3 Depositing assets with third parties

As Published: 2007

CASS 6.3 Depositing assets with third parties

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1