Search Result

141 - 160 of 678 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing