Search Result

121 - 140 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices