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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

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CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

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BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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