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501 - 520 of 918 items.
COBS 10.6 When a firm need not assess appropriateness
As Published: 2007
COBS 10.6 When a firm need not assess appropriateness
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COBS 10.7 Record keeping and retention periods for appropriateness records
As Published: 2007
COBS 10.7 Record keeping and retention periods for appropriateness records
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SUP 14.6 Cancelling qualification for authorisation
As Published: 2004
SUP 14.6 Cancelling qualification for authorisation
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CASS 5.8 Safe keeping of client's documents and other assets
As Published: 2005
CASS 5.8 Safe keeping of client's documents and other assets
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PERG 8.16 Financial promotions concerning funeral plans
As Published: 2005
PERG 8.16 Financial promotions concerning funeral plans
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DISP 2.6 To which activities do the rules apply?
As Published: 2003
DISP 2.6 To which activities do the rules apply?
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COBS 18.5 Operators of collective investment schemes
As Published: 2007
COBS 18.5 Operators of collective investment schemes
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